Table of Fees for Services
Carefully read Item 4 and Item 5 of Form ADV Part 2A (“Brochure”), as these sections of the Brochure contain important details about [insert firm name] advisory services and fees. Fees may be negotiable. The fees below will only apply to you when you request the services listed.
| Fees Charged by Investment Adviser | Fee Amount | Frequency Fee is Charged | Services |
|---|
| Assets Under Management Fee | Based on assets under management. The fee range charged by the firm is .25% - 2.00% | Monthly in advance | Portfolio Management for individuals and/or small businesses |
| Hourly Fee | $350-$500/hour | Invoiced not less than monthly | Financial Planning Services |
| Subscription Fee | N/A | N/A | N/A |
| Fixed Fee | $1,000-$15,000 (depending on the scope of the engagement) | Upon agreement with the client – typically ½ up front and ½ upon delivery of the financial plan | Financial Planning Services |
| Commissions to the Adviser | $1,000 - $10,000 | Upon execution of a transaction | Insurance sales |
| Performance-based Fee | N/A | N/A | N/A |
| Other | N/A | N/A | N/A |
| Fees Charged by Third Parties | Fee Amount | Frequency Fee is Charged | Services |
|---|
| Third Party Money Manager | N/A | N/A | N/A |
| Robo-Adviser Fee | N/A | N/A | N/A |
| Talk with your Adviser about fees and costs applicable to you |
|---|
| Additional fees and costs to discuss with your Adviser |
| Additional Fees/Cost | Yes/No | Paid To |
|---|
| Brokerage Fees | Yes | Custodian of account/brokerage firm |
| Commissions | Yes | Custodian of account/brokerage firm |
| Custodian Fees | Yes | Custodian of Account |
| Mark-ups | Yes | Custodian of Account |
Mutual Fund/ETF Fees and Expenses | Yes | Fund/ETF sponsor |
